Lower Columbia River Rainbow Trout Spawning Analysis 2017

The suggested citation for this analytic report is:

Thorley, J.L., Muir, C.D. and Dalgarno, S. (2018) Lower Columbia River Rainbow Trout Spawning Analysis 2017. A Poisson Consulting Analysis Report. URL: https://www.poissonconsulting.ca/f/453582501.

Background

Each spring in the Lower Columbia River (LCR) below the Hugh L. Keenleyside Dam (HLK) and in the Lower Kootenay River (LKR) below the Brilliant Dam, thousands of Rainbow Trout spawn. Since 1992, BC Hydro has stabilized the spring discharge releases from HLK to protect Rainbow Trout redds from dewatering.

The primary goal of the current analysis to answer the following management questions:

Does the implementation of Rainbow Trout Spawning Protection Flows over the course of the monitoring period lead to an increase in the relative abundance of Rainbow Trout spawning in the LCR downstream of the HLK dam?

Does the implementation of RTSPF over the course of the monitoring period lead to an increase in the spatial distribution of locations (and associated habitat area) that Rainbow Trout use for spawning in the LCR downstream of HLK?

Does the implementation of RTSPF over the course of the monitoring period protect the majority of Rainbow Trout redds (as estimated from spawning timing) from being dewatered in the LCR downstream of HLK?

Data Preparation

The age-1 Rainbow Trout abundance data were provided by the Fish Population Indexing Program. The remaining fish data were collected by Mountain Water Research and imported to an SQLite database.

The study area was divided into three sections: the LCR above the LKR, the LKR and the LCR below the LKR. Redd and spawner counts upstream of Norns Creek Fan and downstream of Genelle were excluded from the section totals because they constitute less than 0.1% of the total count and were not surveyed in all years. The redd and spawner counts for the Right Upstream Bank above Robson Bridge were also excluded as they appear to be primarily driven by viewing conditions (and constitute less than 2.5% of the total). Viewing conditions were classified as Good or Poor. If information on the viewing conditions was not available a decline in the redd count of more than one third of the cumulative maximum count for a particular section was assumed to be caused by poor viewing conditions.

The data were prepared for analysis using R version 3.4.4 (R Core Team 2017).

Statistical Analysis

Model parameters were estimated using Bayesian methods. The Bayesian estimates were produced using JAGS (Plummer 2015) and Stan (Carpenter et al. 2017). For additional information on Bayesian modelling in the BUGS language, of which JAGS uses a dialect, the reader is referred to Kery and Schaub (2011). For additional information on Bayesian modelling in the Stan language the reader is referred to Stan Development Team (2017).

Unless indicated otherwise, the Bayesian analyses used uninformative uniform or normal prior distributions (Kery and Schaub 2011, 36). The posterior distributions were estimated from 1,500 Markov Chain Monte Carlo (MCMC) samples thinned from the second halves of three chains (Kery and Schaub 2011, 38–40). Model convergence was confirmed by ensuring that \(\hat{R} < 1.1\) (Kery and Schaub 2011, 40) for each of the monitored parameters (Kery and Schaub 2011, 61).

The parameters are summarised in terms of the point estimate, standard deviation (sd), the z-score, lower and upper 95% credible limits (CLs) and the p-value (Kery and Schaub 2011, 37, 42). A p-value of 0.05 indicates that the lower or upper 95% CL is 0. The estimate is the median (50th percentile) of the MCMC samples, the z-score is \(\mathrm{mean}/\mathrm{sd}\) and the 95% CLs are the 2.5th and 97.5th percentiles.

The results are displayed graphically by plotting the modeled relationships between particular variables and the response(s) with the remaining variables held constant. In general, continuous and discrete fixed variables are held constant at their mean and first level values, respectively, while random variables are held constant at their typical values (expected values of the underlying hyperdistributions) (Kery and Schaub 2011, 77–82). When informative the influence of particular variables is expressed in terms of the effect size (i.e., percent change in the response variable) with 95% confidence/credible intervals (CIs, Bradford, Korman, and Higgins 2005).

The analyses were implemented using R version 3.4.4 (R Core Team 2017) and the jmbr and smbr packages.

Model Descriptions

Norns Creek

Following Thorley and Baxter (2012), the peak spawner counts from 1999 were multiplied by an expansion factor of two to get the estimated spawner abundance and combined with historical spawner abundance estimates.

Distribution

The proportion of fish were plotted by river km and year for the day of the peak spawner count to visualize the distribution of spawning. The Shannon Index \(H\) was calculated for each year where \[ H = - \sum{p_i log(p_i)}\] and \(p_i\) is the proportion of the spawners at the \(i\)th site with a positive count.

Area-Under-The-Curve

The spawner abundance and spawn timings were estimated from the aerial fish and redd counts for the three sections using an Area-Under-The-Curve (AUC) model.

Key assumptions of the AUC model include:

  • Spawner abundance varies by river section.
  • Spawner abundance varies randomly by year and section within year.
  • Spawner observer efficiency is between 0.8 and 1.0.
  • Number of redds per spawner is between 1 and 2.
  • Spawner residence time is between 14 and 21 days as determined in a previous year’s analysis.
  • Redd residence time is between 30 and 40 days.
  • Spawner arrival and departure times are normally distributed.
  • Spawner arrival duration (SD of normal distribution) varies randomly by section within year.
  • Peak spawner arrival timing varies randomly by year.
  • The residual variations in the spawner and redd counts are described by separate Negative Binomial distributions.

Preliminary analysis of skew normal and sine arrival and departure functions did not improve the fit of the model.

Stock-Recruitment

The relationship between the number of spawners and the resultant number of age-1 fish was estimated using a Beverton-Holt stock-recruitment model (Walters and Martell 2004):

\[ R = \frac{\alpha \cdot S}{1 + \beta \cdot S} \quad,\]

where \(S\) is the spawners (stock), \(R\) is the recruits, \(\alpha\) is the recruits per spawner at low density and \(\beta\) determines the density-dependence.

Key assumptions of the stock-recruitment model include:

  • The recruits per spawner at low density (\(\alpha\)) is normally distributed with a mean of 90 and a SD of 50.
  • The recruits per spawner varies with the percent of redds dewatered.
  • The residual variation in the number of recruits is log-normally distributed.

The mean of 90 for \(\alpha\) was based on an average of 2,900 eggs per female spawner, a 50:50 sex ratio, 50% egg survival, 50% post-emergence fall survival, 50% overwintering survival and 50% summer survival.

The carrying capacity is \(\alpha / \beta\).

Model Templates

Area-Under-The-Curve

data {
  int<lower=0> nObs;
  int<lower=0> nSection;
  int<lower=0> nYear;

  int Year[nObs];
  int Section[nObs];
  real Doy[nObs];
  int Spawners[nObs];
  int Redds[nObs];
parameters {
  vector<lower=5,upper=10>[nSection] bSpawnerAbundanceSection;

  real<lower=0,upper=2> sSpawnerAbundanceYear;
  vector[nYear] bSpawnerAbundanceYear;
  real<lower=0,upper=2> sSpawnerAbundanceSectionYear;
  vector[nSection * nYear] bSpawnerAbundanceSectionYear;

  real<lower=0.8,upper=1.0> bSpawnerObserverEfficiency;
  real<lower=0.0,upper=2.0> bReddObserverEfficiency;

  real<lower=1, upper=2> bReddPerSpawner;

  real<lower=14, upper=21> bSpawnerResidenceTime;
  real<lower=30, upper=40> bReddResidenceTime;

  real<lower=100, upper=150> bPeakSpawnerArrivalTiming;

  real<lower=0,upper=21> sPeakSpawnerArrivalTimingYear;
  vector[nYear] bPeakSpawnerArrivalTimingYear;

  real<lower=log(10), upper=log(50)> bSpawnerArrivalDuration;

  real<lower=0,upper=2> sSpawnerArrivalDurationSectionYear;
  vector[nSection * nYear] bSpawnerArrivalDurationSectionYear;

  real<lower=0, upper=2> bDispersionRedds;
  real<lower=0, upper=2> bDispersionSpawners;
model {
  vector[nObs] eSpawnerAbundance;
  vector[nObs] ePeakSpawnerArrivalTiming;
  vector[nObs] eSpawnerArrivalDuration;

  vector[nObs] eRedds;
  vector[nObs] eSpawners;

  bSpawnerAbundanceYear ~ normal(0, sSpawnerAbundanceYear);
  bSpawnerAbundanceSectionYear ~ normal(0, sSpawnerAbundanceSectionYear);

  bPeakSpawnerArrivalTimingYear ~ normal(0, sPeakSpawnerArrivalTimingYear);
  bSpawnerArrivalDurationSectionYear ~ normal(0, sSpawnerArrivalDurationSectionYear);

  for (i in 1:nObs) {
    eSpawnerAbundance[i] = exp(bSpawnerAbundanceSection[Section[i]] + bSpawnerAbundanceYear[Year[i]] + bSpawnerAbundanceSectionYear[((Section[i] - 1) * Year[i]) + Year[i]]);

    ePeakSpawnerArrivalTiming[i] = bPeakSpawnerArrivalTiming + bPeakSpawnerArrivalTimingYear[Year[i]];

    eSpawnerArrivalDuration[i] = exp(bSpawnerArrivalDuration + bSpawnerArrivalDurationSectionYear[((Section[i] - 1) * Year[i]) + Year[i]]);

    eRedds[i] = eSpawnerAbundance[i] * bReddPerSpawner * bReddObserverEfficiency * (normal_cdf(Doy[i], ePeakSpawnerArrivalTiming[i], eSpawnerArrivalDuration[i]) - normal_cdf(Doy[i], ePeakSpawnerArrivalTiming[i] + bReddResidenceTime, eSpawnerArrivalDuration[i]));

    eSpawners[i] = eSpawnerAbundance[i] * bSpawnerObserverEfficiency * (normal_cdf(Doy[i], ePeakSpawnerArrivalTiming[i], eSpawnerArrivalDuration[i]) - normal_cdf(Doy[i], ePeakSpawnerArrivalTiming[i] + bSpawnerResidenceTime, eSpawnerArrivalDuration[i]));
  }
  Redds ~ neg_binomial_2(eRedds, 1/bDispersionRedds);
  Spawners ~ neg_binomial_2(eSpawners, 1/bDispersionSpawners);
..

Template 1. AUC model.

Stock-Recruitment

model {

  bAlpha ~ dnorm(90, 50^-2) T(1,)
  bAlphaDewatered ~ dnorm(0, 2^-2)
  bBeta ~ dnorm(-5, 5^-2)
  sRecruits ~ dunif(0, 2)

  for(i in 1:length(Stock)) {
    log(eAlpha[i]) <- log(bAlpha) + bAlphaDewatered * Dewatered[i]
    log(eBeta[i]) <- bBeta
    eRecruits[i] <- eAlpha[i] * Stock[i] / (1 + eBeta[i] * Stock[i])
    Recruits[i] ~ dlnorm(log(eRecruits[i]), sRecruits^-2)
  }
..

Template 2.

Results

Tables

Area-Under-The-Curve

Table 1. Parameter descriptions.

Parameter Description
bDispersionRedds Clustering parameter for Redds
bDispersionSpawners Clustering parameter for Spawner
bPeakSpawnerArrivalTiming Intercept for ePeakSpawnerArrivalTiming
bPeakSpawnerArrivalTimingYear[i] Effect of ith Year on bPeakSpawnerArrivalTiming
bReddObserverEfficiency Redd observer efficiency
bReddPerSpawner Number of redds per spawner
bReddResidenceTime Redd residence time (days)
bSpawnerAbundanceSection[i] Intercept for log(eSpawnerAbundance) by Section
bSpawnerAbundanceSectionYear[i] Effect of Section by Year on bSpawnerAbundanceSection
bSpawnerAbundanceYear[i] Effect of ith Year on bSpawnerAbundanceSection
bSpawnerArrivalDuration[i] Intercept for log(eSpawnerArrivalDuration)
bSpawnerArrivalDurationSectionYear[i] Effect of Section by Year on bSpawnerArrivalDuration
bSpawnerObsEfficiency Spawner observer efficiency
bSpawnerResidenceTime Spawner residence time (days)
Doy[i] Day of the year of ith count
ePeakSpawnerArrivalTiming[i] Expected Doy of peak spawner arrival for ith count
eSpawnerAbundance[i] Expected spawner abundance for ith count
eSpawnerArrivalDuration[i] Expected SD of spawner arrival timing for ith count
Redds[i] Observed number of redds on ith count
Section[i] Section of ith count
Spawners[i] Observed number of fish on ith count
sPeakSpawnerArrivalTimingYear SD of bPeakSpawnerArrivalTimingYear
sSpawnerAbundanceSectionYear SD of bSpawnerAbundanceSectionYear
sSpawnerAbundanceYear SD of bSpawnerAbundanceYear
sSpawnerArrivalDurationSectionYear SD of bSpawnerArrivalDurationSectionYear
Year[i] Year of ith count

Table 2. Model coefficients.

term estimate sd zscore lower upper pvalue
bDispersionRedds 0.0639992 0.0063876 10.035942 0.0523664 0.0772205 7e-04
bDispersionSpawners 0.3578947 0.0291376 12.329979 0.3075142 0.4202275 7e-04
bPeakSpawnerArrivalTiming 117.7704101 2.5624245 45.930831 112.3787075 122.4990774 7e-04
bReddObserverEfficiency 0.5575340 0.1230811 4.650286 0.3807214 0.8212783 7e-04
bReddPerSpawner 1.4072730 0.2875174 4.984488 1.0128960 1.9581605 7e-04
bReddResidenceTime 32.1717041 2.1077375 15.489881 30.1153488 37.9404678 7e-04
bSpawnerAbundanceSection[1] 7.2931052 0.1743077 41.901327 6.9828132 7.6643588 7e-04
bSpawnerAbundanceSection[2] 6.5980752 0.1739736 37.977992 6.2926927 6.9713950 7e-04
bSpawnerAbundanceSection[3] 7.8369781 0.1732353 45.312943 7.5296782 8.2181848 7e-04
bSpawnerArrivalDuration 3.1770508 0.0397765 79.882724 3.0986767 3.2587875 7e-04
bSpawnerObserverEfficiency 0.9044389 0.0582377 15.507867 0.8047635 0.9956511 7e-04
bSpawnerResidenceTime 19.7695258 1.3364750 14.511193 15.9795858 20.9459947 7e-04
sPeakSpawnerArrivalTimingYear 8.6441834 1.9251474 4.661460 6.0590174 13.4810353 7e-04
sSpawnerAbundanceSectionYear 0.1489069 0.0334226 4.560084 0.0956515 0.2281738 7e-04
sSpawnerAbundanceYear 0.6187568 0.1197512 5.324793 0.4516900 0.9066212 7e-04
sSpawnerArrivalDurationSectionYear 0.1875548 0.0295313 6.442084 0.1373939 0.2555155 7e-04

Table 3. Model summary.

n K nchains niters nthin ess rhat converged
472 16 3 500 1 225 1.02 TRUE

Stock-Recruitment

Table 4. Parameter descriptions.

Parameter Description
bAlpha Intercept for eAlpha
bAlphaDewatered Effect of Dewatered on log(bAlpha)
bBeta Intercept for log(eBeta)
Dewatered[i] Proportional redd dewatering in ith spawn year
eAlpha Expected number of recruits at low density
eBeta Expected density-dependence
eRecruits[i] Expected Recruits
Recruits[i] Number of age-1 recruits from ith spawn year
sRecruits SD of residual variation in Recruits
Stock[i] Number of spawners in ith spawn year

Table 5. Model coefficients.

term estimate sd zscore lower upper pvalue
bAlpha 107.8448855 40.6515663 2.725891 42.1359752 197.4604192 0.0007
bAlphaDewatered 0.1758749 0.0605724 2.900793 0.0522337 0.2928220 0.0107
bBeta -5.4023315 0.4307361 -12.661583 -6.3983370 -4.7680197 0.0007
sRecruits 0.2182466 0.0495995 4.551917 0.1530152 0.3444041 0.0007

Table 6. Model summary.

n K nchains niters nthin ess rhat converged
16 4 3 500 1000 1020 1 TRUE

Figures

figures/norns/norns_spawners.png
Figure 1. Estimates of Norn’s Creek Spawner Abundance.
figures/norns/norns_distribution.png
Figure 2. Distribution of spawning fish in Norns Creek by year.

Distribution

figures/distribution/peak-percent.png
Figure 3. Percent of peak redd count by river kilometre and year.
figures/distribution/shannon.png
Figure 4. Shannon Index for the spatial distribution of redds by year.

figures/auc/auc_upstream.png
Figure 5. Predicted and actual aerial fish and redd counts in the LCR above the LKR by date and year.
figures/auc/auc_kootenay.png
Figure 6. Predicted and actual aerial fish and redd counts in the LKR by date and year.
figures/auc/auc_downstream.png
Figure 7. Predicted and actual aerial fish and redd counts in the LCR below the LKR by date and year.
figures/auc/spawners_year.png
Figure 8. Estimated total spawner abundance by year (with 95% CIs).
figures/auc/dewatered.png
Figure 9. Dewatered redds by year.
figures/auc/dewatered_year.png
Figure 10. Estimated percent redd dewatering by year (with 95% CIs).
figures/auc/emergence_timing.png
Figure 11. Estimated start, peak and end emergence timing by river section and year (with 95% CRIs).
figures/auc/julytemp.png
Figure 12. Mean water temperature in July year and section.
figures/auc/spawn_timing.png
Figure 13. Estimated start (2.5% spawners arrived), peak and end (2.5% of spawners remaining) spawn timing by year and section (with 95% CIs).
figures/auc/water-temperature.png
Figure 14. Mean daily water temperatures by section and year.

Stock-Recruitment

figures/sr/recruits.png
Figure 15. Predicted stock-recruitment relationship from spawners to subsequent age-1 recruits by spawn year (with 95% CIs).
figures/sr/capacity.png
Figure 16. Predicted age-1 recruits carrying capacity by percentage egg dewatering (with 95% CRIs).

Discharge

figures/discharge/pre-post.png
Figure 17. Mean, minimum and maximum hourly discharge by date, location and pre- (1999-2006) versus post- (2007-) period.

Recommendations

  • Redd viewing conditions should be updated to take into account the fact that redds are static and may not be visible when water levels rise even if viewing conditions are good.

Acknowledgements

The organisations and individuals whose contributions have made this analysis report possible include:

  • BC Hydro
    • Darin Nishi
    • Margo Dennis
    • Guy Martel
    • Philip Bradshaw
    • James Baxter
  • Mountain Water Research
    • Jeremy Baxter
  • Poisson Consulting
    • Robyn Irvine
  • Dam Helicopters
    • Duncan Wassick
  • Highland Helicopters
    • Phil Hocking
    • Mark Homis
  • Golder Associates
    • Dustin Ford
    • Demitria Burgoon
    • David Roscoe
  • Additional Support
    • Clint Tarala
    • Crystal Lawrence
    • Gary Pavan
    • Gerry Nellestijn
    • Jay Bowers

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